ESMA FINAL REPORT – GUIDELINES ON RISK FACTORS UNDER PD3 (01-OCT-19)

The Final guidelines on risk factors under PD3 were published by ESMA on 1st October 2019 – there are no significant changes from the previous draft released in our communication of 29th March 2019, but note that theses guidelines officially apply from 4th December 2019. We have seen that the National Competent Authorities are applying the guidelines already in advance of this official date.

Read the full report on ESMA’s website here.

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